| Sr.No |
Name |
PDF |
File Size |
| 1 |
Index |
 |
20.5 kb |
| 2 |
Checklist for Individual Client |
|
31.9 kb |
| 3 |
Client registration form - Individual client
|
|
32.1kb |
| 4 |
Checklist for Corporate Clients |
|
21.8 kb |
| 5 |
Client registration form- Corporate |
|
31.4kb |
| 6 |
Model client agreement BSE |
|
26.6 kb |
| 7 |
Model client agreement NSE |
|
26.6kb |
| 8 |
Combine Risk disclosure form (NSE BSE)
|
|
66.2kb |
| 9 |
Sebi proprietary letter |
|
25.9 kb |
| 10 |
Board Resolution format for Corporate
|
|
8.38 kb |
| 11 |
Mandatory Policies and Procedures |
|
35.4kb |
| 12 |
Investor Education on PMLA Guidelines
|
|
34.4 kb |
| 13 |
Voluntary document Annexure D-2- Running AC
authorization |
|
10.5 kb |
| 14 |
Voluntary document Annexure D-3-
Authorization to send documents through Email |
|
9.33kb |
| 15 |
Voluntary document Annexure D4- Authorization to
send statements of accounts & funds through Email
|
|
8.80kb |
| 16 |
Voluntary document Annexure D-5
Authorization on Orders and Trade Slips |
|
8.24kb |
| 17 |
Voluntary document Annexure D-6- Authorization
for Delivery of Contract Notes. |
|
7.58 kb |
